Planned — subject to authorisation and implementation

Transaction monitoring

Planned monitoring of transactions against expected behaviour, with alerts and case management.

Category

RiskOS

Availability

Planned

Delivery

Fintech Meta and/or partner

Required controls

  • Rule- and behaviour-based monitoring
  • Alert triage and case management
  • Escalation procedures

Dependencies

  • Double-entry fiat ledger
  • Blockchain analytics

Purpose

Transaction monitoring compares activity against expected behaviour to detect anomalies that may require review.

Planned capability

Rule- and behaviour-based monitoring, alert generation and case management.

Primary users

Compliance and risk analysts.

Required controls

Monitoring rules, alert triage, case management and escalation.

Dependencies

Depends on the ledgers and analytics inputs.

Delivery model

Expected delivery: Fintech Meta infrastructure and/or an approved specialist partner, with Fintech Meta retaining the oversight required by the final operating model.

Audit evidence

Alerts, case notes and escalation records.

Regulatory considerations

Supports ongoing AML monitoring obligations.

Availability

Planned — subject to authorisation and implementation.